HomeMy WebLinkAboutPacket - 01/05/2021 - Community Development Committee
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Community Development Committee
Meeting Notice
DATE: Tuesday, January 5, 2021
TIME: 3:00 p.m.
PLACE: Zoom Web Conferencing Application
Join Zoom Meeting: https://cityofmchenry.zoom.us/j/97195888989
Phone: +1-312-626-6799
Meeting ID: 971 9588 8989
AGENDA
1. Call to Order
2. Roll Call
3. Public Input – (five minutes total on non-agenda items only)
4. Approval of meeting minutes: April 8, 2019
5. Z-974 – Use Variance to allow three horses and four chickens and any other variances required
to effectuate the aforementioned request: The petitioners are Doherty JD Tr, Doherty KA Tr of
2150 Richmond Road, McHenry, IL 60050 (“Property Owners”)
Requested Action: The petitioners are requesting approval of a Use Variance to allow three
horses and four chickens and any other variances required to effectuate the aforementioned
request.
Location of Subject Property: The property consists of 2.19 acres more or less, and is located at
219 S Barreville Road, generally located north of Charles Miller Road and east of Knox Park.
6. Adjourn
Page 2
Staff Report for the City of McHenry Planning & Zoning Commission
Staff Comments
The following comments and conclusions are based upon staff analysis and review prior to this hearing and are to be
considered viable unless evidence is established to the contrary. Staff may have additional comments based upon the
testimony presented during the public hearing.
BACKGROUND & REQUEST SUMMARY
The petitioner, Doherty JD Trust, and Doherty KA Trust of 2150 Richmond Road, McHenry, IL 60050, is requesting
approval of a Use Variance upon force annexation to allow 3 horses and 4 chickens on the property located at 219 S.
Barreville Road. A public hearing for the petition was first held on October 21, 2020 before the Planning & Zoning
Commission. The item was continued to the November 18, 2020 Planning & Zoning Commission meeting for the
petitioner to work with staff and the neighbors to come up with conditions to address various nuisance related issues
such as smell and the location of the horse area. The City Attorney advised staff to have the Planning & Zoning
Commission not vote on the petition due to a conflict of interest since the petitioner also serves on the Planning &
Zoning Commission. No vote was taken at the November 18, 2020 Planning & Zoning Commission meeting and was
forwarded to City Council without a recommendation. City Council then recommended the petition be sent to the
Community Development Committee to be discussed and to make a recommendation to City Council.
According to a Warranty Deed (record number: 2018R0020106), the petitioners purchased the subject property on May
21, 2018. The subject property consists of two parcels, with a combined total area of 2.19 acres. The horses are currently
fenced in on approximately 0.80 acres, more or less, located behind the detached garage and principle residence.
Currently zoned A-1 Agriculture in Unincorporated McHenry County, the subject property is allowed by the McHenry
County Unified Development Ordinance (UDO) to have a maximum of 3 horses but there is no limit to the number of
chickens. Staff does not know the exact amount of time the horses have occupied the subject property but it is
estimated to be about one year, more or less. Staff could not locate any chickens on the subject property. Under the City
of McHenry’s Zoning Ordinance (ZO), should the property be annexed without approval of a use variance, the use would
be classified as a (legal) nonconforming use which is governed by the nonconformities section of the City’s Zoning
Ordinance – see section on nonconformities overview & analysis.
Concerns from Adjacent Property Owners
The adjacent property owners located directly north and south of the subject property have strongly objected to the
petitioner’s request for a use variance. Some of the concerns identified include dust generated, smell of the manure,
proximity of the horses to the well and property line of the property to the south, and stormwater runoff containing
manure. However, if the horses were to remain, the adjacent property owners have generally agreed on the following
conditions:
1. Re-locate the shed/stable to the mid-point of the fenced in area, directly west of the principal residence.
2. No waste/manure to be stored on site.
a. NOTE: There is currently a refuse container in the front of the garage where manure is kept until picked
up by a disposal service. The location of this refuse container is not permitted by the City’s Health and
Sanitation Ordinance.
3. The horses shall not be allowed to be within 15 feet of the south property line.
a. NOTE: Property owner to the south has requested a minimum setback of 30 feet from the property line.
4. The property owner shall install a row of canopy-canopy evergreen screening (minimum 6-feet height at time of
installation) along the entire length of the fenced in area that is parallel with the south property line.
a. NOTE: Property owner to the south has requested a 6-foot privacy fence also be installed to help block
dust and to protect the evergreens from the horses.
5. The horses and chickens shall be removed from the property after a period of 10-years* or when the property
changes hands.
*Staff has since amended its recommendation. (Staff report continues on next page)
Page 3
a. NOTE: The petitioner desires to sell the existing property to the current tenants that own the horses. He
is requesting that renters be included in this condition if it were to be added.
CITY OF MCHENRY ORDINANCES
• The petitioner must meet the Approval Criteria for Use Variances, listed in §11-19-6 of the City of McHenry
Zoning Ordinance.
MCHENRY COUNTY UNIFIED DEVELOPMENT ORDINANCE
Because the property is still located in unincorporated McHenry County, staff has provided below regulations regarding
Horses and Chicken Coops from their UDO.
• Equestrian Uses and Structures – Use Standards (Section 16.56.050G)
1. In the agricultural and estate districts, the keeping of horses for personal use is permitted on properties two (2)
acres or larger.
2. A maximum of three (3) horses may be maintained on a two (2) acre parcel.
3. An additional gross lot area of fourteen thousand (14,000) square feet is required for each additional horse over
eight (8) months of age on lots or parcels up to five (5) acres in area.
4. Lots or parcels of five (5) or more acres are not subject to a minimum lot area per horse.
5. Equestrian structures may include paddocks, polo fields, cross country courses, and the like.
• Chicken Coops and Chicken Runs (Non-Agriculture Exempt) – Use Standards (Section 16.56.050D)
1. No person may keep more than six (6) chickens on any property at one time.
2. No commercial activity will result from the keeping of chickens on the property.
3. Roosters are not permitted. However, if the gender of a chick cannot be determined at hatching, a chick of either
gender may be kept on the property for no more than six (6) months.
4. Chickens shall be kept in coops and fenced runs at all times. Chickens shall be kept in coops from dusk to dawn.
5. Chicken coops and runs shall meet the following standards:
a. Chicken coops and runs shall be kept in the effective rear yard and shall be located at least ten (10) feet
from any lot line and ten (10) feet from any other structure.
b. The facility shall be kept in good repair, maintained in a clean and sanitary condition, and free of vermin,
obnoxious smells, and substances. The facility shall not create a nuisance or disturb neighboring
residents due to noise, odor, damage, or threats to public health.
c. The chicken coop and run shall be designed to ensure the health and well-being of the animal is not
endangered by the manner of keeping or confinement.
d. The chicken coop and run shall be adequately lighted and ventilated.
6. No storage of chicken manure is permitted within twenty (20) feet of the lot line.
7. Slaughtering of chickens on-site is prohibited.
(Staff report continues on next page)
Page 4
NONCONFORMITIES ORDINANCE OVERVIEW & STAFF ANALYSIS
Existing City of McHenry Nonconformities Ordinance
The goal of the nonconformities ordinance is to eliminate nonconformities that may or may not be adversely impacting
adjacent properties. It is also in place to promote uniform and harmonious development throughout the City in the long
run. The purpose of the nonconformities section of a zoning ordinance is to outline rules that would ultimately lead to
the discontinuation of nonconforming uses or structures without compromising the rights and interests of individual
property owners. It is also a means of implementing the city’s shared vision of future land use regulations and the built
environment.
Under the City’s nonconformities section of the Zoning Ordinance, a nonconforming use shall not be replaced if
discontinued for a period of 30 consecutive days. Additionally, nonconforming uses and structures cannot be expanded,
enlarged, or moved unless the action decreases or eliminates the nonconformity. The Nonconformities Ordinance also
provides regulations for structures that house the nonconformity – in this instance it would be the lean-to/stable.
Currently, a structure that houses a nonconformity can be replaced if damaged or destroyed; however, staff is proposing
a complete repeal and replacement of the existing nonconformities section of the Zoning Ordinance. The new language
would be modeled after commonly accepted zoning practices – the attached ordinance is modeled after South Elgin
which is a model ordinance recommended by the Chicago Metropolitan Agency for Planning (CMAP).
New Nonconformities Section
The draft Nonconformities Ordinance that will be presented to City Council on January 18, 2021 will include what’s
commonly referred to in real estate as the ‘50-percent rule’. The means that if a nonconforming structure or a structure
that houses a nonconforming use is damaged or destroyed to the extent of 50 percent or more of its replacement value
than the structure cannot be replaced unless it conforms with the underlying zoning district regulations. This is standard
language found in nearly all modern zoning ordinances.
Sun-setting Nonconformities through Amortization
One technique that has been used to eliminate nonconforming uses is amortization. Amortization is “…a technique for
the removal of nonconforming uses after the value of a nonconforming use has been recovered – or amortized – over a
period of time. In some instances zoning ordinances set time period for phase out different types of nonconforming
uses. Since the value of the use has been amortized, no compensation is payable after the expiration of the period.”
(Collins, 2000, p. 215) The amortization period is meant to provide an economic cushion, not to reimburse expenses.
How to determine a fair and reasonable time frame varies. In Texas, U.S. Courts have upheld the amortization period of
a riding stable to be 6 months (Collins, 2000, p. 229) – staff does not know if it was accessory to a commercial or
residential use. Some zoning ordinances broadly amortize ‘minor’ nonconforming uses such as in West Hollywood,
California which assigns a termination period of 5 years for minor nonconforming uses in conforming structures. Staff
would need more time to discuss amortization with the City Attorney which may require a zoning text amendment.
CURRENT LAND USE & ZONING: Unincorporated McHenry County, A-1 Agriculture District (Residential)
The subject property is zoned A-1 Agriculture District in Unincorporated McHenry County. Horses and chickens are
permitted by right in the A-1 District. However, once annexed, the subject property will be rezoned to the most
restrictive form of residential zoning as required by the City’s ordinances – because the subject property is greater than
1 acre, Estate District Zoning would be most appropriate. The City of McHenry’s Zoning Ordinance does not permit
horses and chickens in residential zoning districts and the use and would therefore be classified as a legal
nonconforming.
TYPES OF NONCONFORMITIES
Nonconforming Structures – a structure that
does not conform to setback and bulk
requirements of underlying zoning district.
Nonconforming Use – a use in a zoning district
that is not permitted.
Page 5
The primary concern is how the proposed use(s) will impact adjacent property owners. Staff believes approval of the
applicants’ request to allow horses and chickens in a single-family residential area would negatively impact property
values. Staff believes that horses, when located in more rural areas, can positively impact property values. However, in
this instance, the horses are located in a single-family residential area. Typically, larger rural lots can afford horses
because the houses are setback a greater distance from the side and rear lot lines. The northern half of the subject
property (1.2 acres) cannot be utilized due to the 18-20 foot drop in grade – which leaves approximately 1 acre of usable
space. The property owner to the north is not impacted as much as the property to the south due to this drop in grade.
The horses are located on a 0.80-acre tract of land on the southern half of the subject property. The neighboring
property’s principal residence to the south sits approximately 25 feet from where the horses are located. In comparison,
the subject property’s principal residence is located approximately 40 feet from where the horses are located. Staff
believes the burden has been disproportionately shifted onto the property owner to the south as opposed to the subject
property owner. Although staff is not recommending approval, if approved then staff recommends the horses should
remain a minimum of 15 feet from the south property line. In addition to the setback, staff also recommends a 6-foot
privacy fence and canopy-canopy evergreen screening be installed parallel with the south property line. Staff believes
this would assist in mitigating noise and dust generated by the horses.
Another concern of staff is the current location of where the manure is stored. The refuse container is currently stored
in the drive way of the subject property that is adjacent to the principal residence. The City of McHenry Health and
Sanitation Ordinance does not permit the storage of garbage and refuse containers between the street and the principal
structure.
FUTURE LAND USE PLAN RECOMMENDATION: Estate – Residential
The Future Land Use Plan Recommends Estate-Residential land use of the subject property. Horses and chickens are not
permitted within residentially zoned districts. The request to have 3 horses and 4 chickens is not consistent with the
Future Land Use Plan recommendation.
COMPREHENSIVE PLAN OBJECTIVES AND POLICIES
Overall, staff believes the proposed use variance is not consistent with the City’s Comprehensive Plan objectives and
policies. Staff comments italicized.
Land Use Goal - Develop a land use plan for the City that creates orderly growth and development, and achieves
compatibility with surrounding communities, is consistent with other plans and programs of the city and maintains
McHenry’s unique character.
• Objective – Allow a mixture of land uses in appropriate areas to promote responsible growth while providing a
high quality of life to the residents.
o Policy – “Preserve and expand areas of residential land use.”
Although somewhat rural, the trend in development in the area has shifted towards low-density
and estate sized properties. As opposed to larger rural lots of 40 acres or more, it is easier for
nuisances generated from activity to spillover onto adjacent properties. Staff does not believe the
request is consistent with the overall land use goal of compatibility with the surrounding
communities.
(Staff report continues on next page)
Page 6
STAFF RECOMMENDATION
In summary, staff does not recommend approval of the petitioner’s request. Given the proximity of the horses to the
adjacent residential property, staff believes that keeping of horses and chickens will adversely impact the property to
the south. Staff has provided three options below for the Committee’s consideration. All three options include force
annexation at the next City Council meeting on January 18, 2020.
1. Option 1 – Staff recommended
a. The subject property shall be force annexed.
b. The Use Variance is denied and therefore classified as a nonconformity.
c. Staff works with the City Attorney to draft an Ordinance amortizing the use no later than 3-5 years from
date of annexation to present to City Council at a future meeting.
2. Option 2
a. The subject property shall be force annexed.
b. The Use Variance is denied and therefore classified as a nonconformity.
3. Option 3
a. Subject property is forced annexed.
b. The Use Variance is approved subject to the conditions outlined below.
c. A deed restriction shall be recorded with the County that states the property cannot be sold unless the
horses and chickens are removed from the property and approval is given by the City of McHenry
Community Development Director.
Conditions for Option 3:
1. Re-locate the shed/stable to the mid-point of the fenced in area, directly west of the principal residence.
2. No waste/manure to be stored on site.
a. NOTE: There is currently a refuse container in the front of the garage where manure is kept until picked
up by a disposal service. The location of this refuse container is not permitted by City Ordinances.
3. The horses shall not be allowed to be within 15 feet of the south property line.
a. NOTE: Property owner to the south has requested a minimum setback of 30 feet from the property line.
4. The property owner shall install a row of canopy-canopy evergreen screening (minimum 6-feet height at time of
installation) along the entire length of the fenced in area that is parallel with the south property line.
a. NOTE: Property owner to the south has requested a 6-foot privacy fence also be installed to help block
dust and to protect the evergreens from the horses.
5. 10 years max and if the property changes ownership the property must be returned to a conforming standard.
a. NOTE: The petitioner desires to sell the existing property to the current tenants that own the horses. He
is requesting that renters be included in this condition if it were to be added.
MOTION I motion to recommend approval of [INSERT OPTION] subject to the terms and conditions outlined within
the staff report. By making said motion, I believe that the Approval Criteria for Use Variances [HAVE OR HAVE NOT
BEEN MET]. Note: It is recommended to reference what specifically did or did not meet the approval criteria after the
motion has been made during the committee discussion of the motion.
11-19-6: APPROVAL CRITERIA FOR USE VARIANCES:
In recommending approval of a use variance, the Planning and Zoning Commission shall transmit to the City Council
written findings of fact that all of the conditions below apply to the application. The City Council shall not be bound by
the recommendation of the Planning and Zoning Commission. However, in granting approval, the City Council shall
similarly find that all of the following conditions apply:
A. Practical Difficulties Or Particular Hardship: For reasons fully set forth in the written findings, the strict
application of the provisions of this title relating to the use of the buildings or structures, or the use of
the land, would result in unnecessary and undue hardship upon the applicant, as distinguished from
mere inconvenience.
(Staff report continues on next page)
Page 7
B. Reasonable Return: The property cannot yield a reasonable return if permitted to be used only under
the conditions allowed by the regulations in this title for the pertinent zoning district.
C. Unique Circumstance: Special circumstances, fully described in the written findings, exist that are
peculiar to the property for which the use variance is sought and that they do not apply generally to
other properties in the same zoning district.
D. Not Alter Local Character: The granting of the use variance will not alter the essential character of the
locality, nor substantially impair environmental quality, property values or public safety or welfare in the
vicinity.
E. Consistent With Title And Comprehensive Plan: The granting of a use variance will be in harmony with
the general purpose and intent of this title and of the Comprehensive Plan of the City. (Ord. 94-614)
Attachments:
• Petitioner’s Application
• Margaret Collins, Methods of Determining Amortization Periods for Non-Conforming Uses, 3 WASH. U. J. L. &
POL’Y 215 (2000), https://openscholarship.wustl.edu/law_journal_law_policy/vol3/iss1/9
• Draft Nonconformities Ordinance
Page 8
215
Methods of Determining Amortization Periods for
Non-Conforming Uses
Margaret Collins*
In the mid 1990s the Planning Department of the Hong Kong
government became interested in the American concept of the
amortization of non-conforming uses to eliminate noxious land
uses threatening the viability of residential areas. Dan
Mandelker, my former law professor, led a panel of
international experts. The panel served as advisors to the
Hong Kong planners on the American experience with
amortization and to help them establish a well-conceived,
comprehensive, and legally-defensible approach to
establishing an amortization system in Hong Kong. Dan
provided the historical and legal perspectives, while my own
research focussed on techniques to determine amortization
schedules for phasing out non-conforming uses. This article
provides a brief summary of Professor Mandelker’s work and
then discusses nuts-and-bolts approaches to (1) determining
the costs to be amortized and (2) setting the amortization
period to recover those costs.
*Margaret Collins, AICP, is a former student of Daniel Mandelker’s. While she was a
graduate student at Washington University, Ms. Collins co-authored Reviving Cities with Tax
Abatement, with Professor Mandelker and Gary Feder. During the 1980s, she was a Director of
Roger Tym and Partners, a leading United Kingdom firm of Urban and Land Economists. In the
early 1990s she returned to the United States to establish Cambridge Economic Research, a
consulting practice specializing in local and regional economic development strategies. Her
practice has advised on planning real estate development issues in Asia, South and Central
America, the Caribbean, Europe, and in Africa. With Professor Mandelker, she has done a
significant amount of work for the planning department of the Hong Kong Special
Administrative Region on the applicability of American planning techniques and development
practices to the challenges faced by land use practitioners in Hong Kong. Her practice is based
in Cambridge, Massachusetts.
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216 Festschrift [Vol. 3:215
I. HISTORICAL CONTEXT
Amortization in the American planning system is a technique for the
removal of non-conforming uses after the value of a non-conforming
use has been recovered—or amortized—over a period of time. In some
instances zoning ordinances set time periods for phasing out different
types of non-conforming uses. Since the value of the use has been
amortized, no compensation is payable after the expiration of the
period. The United States is the only country in which this technique
has been used.
The beginnings of amortization can be traced from the birth of
zoning ordinance in 1916, but it was not until the early 1950’s that
amortization began to be more widely adopted. The technique was used
sporadically until 1965. During this period, it became apparent that
amortization was most effective in eliminating uses having structures
with relatively low values, like non-conforming signs or sheds with
outdoor storage. The use of amortization was curtailed in 1965, when
congress adopted the Highway Beautification Act. The Act provided for
compensation of non-conforming billboards on federal highways. In
1978 Congress amended this Act to specifically prohibit amortization of
non-conforming billboards on federal highways. Although cities can
still amortize non-conforming billboards not located on federal
highways, this has become more difficult politically. While only eight
states expressly authorize amortization of non-conforming uses, some
courts have held that a statutory general welfare provision may confer
the power to amortize. A survey of 489 cities showed that, although
planners in 159 cities had access to amortization programs, only 27
cities had actually used them.
The use of amortization to eliminate non-conforming uses has been
fragmented and, for the most part, limited to uses where there has been
little or no substantial investment in structures. There is no general
consensus on methods of setting amortization periods, particularly for
major structures; this is partly because the technique has been rarely
applied to high value buildings. There are some exceptions to this rule
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2000]Determining Amortization Periods 217
that are highlighted in the following sections to illustrate methods for
amortizing buildings that have been found acceptable by American
courts.
II. VALIDITY
The amortization technique, as applied to non-conforming uses, has
been described as more of a postponement than a solution. It has the
virtue of cushioning the economic shock; it has the vice of delay. Courts
have held that the validity of application of an amortization technique
need not depend on exact compensation for all economic loss. In order
to be a reasonable exercise of the police power, the termination process
must mitigate the private loss by allowing the owner a reasonable
period to recoup his investment in the non-conforming use.
The process of determining amortization periods is not merely
a matter of accountancy, it is rather a “balancing test” weighing the
private cost against the public gain. Also considered is the magnitude of
the cost to the owner and its economic impact on the business and the
individuals concerned. It is not required that the nonconforming
property have no value at the termination date. The determination of
whether or not the period is reasonable involves a careful weighing of
the public gain to be derived from the removal of the use against the
private loss which removal would entail.
The amortization technique is perhaps more art than science. Indeed,
there is no universally-accepted approach to amortization. Approaches
used vary widely and have been subject to court tests of reasonableness
from a variety of perspectives. This article is devoted to illuminating
what exists of sound methodology to determine reasonable amortization
periods for non-conforming uses.
There are two principal steps to be undertaken in calculating
amortization periods: (1) The costs to be amortized must first be
established. These are called “unrecoverable costs.” (2) The
amortization period to recover these costs must then be established.
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III. BASIS FOR UNRECOVERABLE COSTS
The basis for the calculating the unrecoverable costs to be amortized
must be established. A consistent base for calculating unrecoverable
costs in all situations can be proscribed by ordinance or it can be
determined on a case-by-case basis. As in conventional property value
appraisal techniques, there are three main approaches to understanding
value for the purposes of determining unrecoverable costs: (1) The
owner’s investment in the premises; (2) The fair market value as
determined by recent sales of comparable properties; (3) The
replacement cost—for the purposes of amortization is defined as the
cost of comparable premises in a different location.
Table 1 illustrates the differing results yielded by these three
methods by applying them to the same case. The fair market value
approach results in base costs of $75,000. The owner’s investment
method yields base costs of $45,000, while the replacement cost
methods results in the lowest base costs of $35,000.
It is possible to specify the basis to be used to determine
unrecoverable costs by ordinance. Alternatively, the appropriate base
could be determined on a case-by-case basis. The advantage of the case-
by-case approach is that it gives the zoning authority flexibility in
choosing a method suited to the individual circumstances of the
business. Establishing a uniform basis for all cases by ordinance,
however, reduces vulnerability to charges of arbitrariness in valuing
unrecoverable costs.
If there is a choice of basis, the owner’s investment is likely to
provide a lower basis for calculation of unrecoverable costs than the
other two methods, given the appreciation in property values over time.
In some cases, however, it is more beneficial to the enforcement
authority to consider replacement costs as the basis. Using replacement
costs can yield lower base values in cases where the cost of relocation
premises will be less than the residual value of the present non-
conforming site. In Table 1, the application of the three methods to the
same case is examined. In this case, the replacement cost approach
yields the lowest base for unrecoverable costs.
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2000]Determining Amortization Periods 219
Table 1
Application of Three Alternative Methods to the Same Case to
Assess the Basis for Valuing Unrecoverable Costs
Fair Market Value
Fair Market Value of Building $100,000
Minus the Value of the Land ($10,000)
Minus Salvage Value of Building ($15,000)
Base Unrecoverable Costs $75,000
Owner’s Investment
Owner’s Investment in Building $70,000
Minus the Value of the Land ($10,000)
Minus Salvage Value of Buildings ($15,000)
Base Unrecoverable Costs $45,000
Replacement Cost of Premises
Land at New Location $10,000
Construction Costs $50,000
Base Costs $60,000
Minus Salvage Value of Buildings ($15,000)
Minus Resale Value of Land ($10,000)
Base Unrecoverable Cost $35,000
Tables 2, 3, and 4 present full details of three real cases of
amortization of non-conforming uses that were heard by state courts.
In all three cases the court accepted the particular method of
calculation. In Murmur Corp v. Dallas Board of Adjustment1 (Table
2) and in Neighborhood Committee on Lead Pollution v. Board of
1.718 S.W.2d 790 (Tex. App. 1986).
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Adjustment2 (Table 3) the owner’s investment in the site was the
basis. In contrast, in Los Angeles v. Gage,3 which is considered to be
a seminal case on amortization, the replacement cost of property was
the basis for calculation of the owner’s unrecoverable cost (Table 4).
A.Determining the Owner’s Investment
Since amortization is concerned with establishing periods during
which an owner can recoup her investment nonconforming uses, the
owner’s actual investment has normally been upheld by courts as a
valid basis for determining unrecoverable costs. It is, of course,
necessary to also consider the cost of replacement premises in
calculating the owner’s unrecoverable costs, but this can also be
factored in to adjust the base value after it is determined, as will be
discussed shortly.
In establishing the base value of the property in question, there are a
number of options for determining the amount of the owner’s
investment:
(1) The original purchase price of the land, the buildings, or
both (in the case of non-conforming uses in non-conforming
structures). This is always relevant.
(2) Any investment in improvements made after the original
purchase but before the date on which the ordinance was
passed creating the zoning change.
(3) Any investment in improvements made after the date of the
zoning change that made the use non-conforming.
In calculating the owner’s investment in the property, the original
purchase price of the property is, of course, a fundamental component.
2.728 S.W.2d 64 (Tex. App. 1987).
3.127 Cal. App.2d 442 (1954).
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Investment in improvements made after the property up to the date that
the use became non-conforming is usually added to the base price.
Investment after the date of the ordinance that made the use non-
conforming is generally disallowed; in the Murmur case presented in
Table 2, the court refused to consider the cost of installing pollution
control equipment that was installed after the date of the zoning change,
even though it was mandated by environmental regulations. The court
regarded this as a normal expense of keeping abreast of technological
and regulatory changes in the industry and not as an investment.
In order to avoid ambiguities, amortization legislation should be
clear on what investment is allowable in adjusting unrecoverable costs.
In determining base investment values for amortization, it is important
to distinguish between investment in the site and investment in the
building. In the Murmur case the court held as invalid an attempt to
amortize a non-conforming lead smelter on a conforming site, because
the Dallas Board of Adjustment had considered the value of site in
determining the amortization period instead of the value of the non-
conforming building. This is a technicality that would not have affected
the amortization period, since, as noted in a dissenting opinion, the
owner had no real investment in the structure. Nonetheless, the
amortization action was held to be invalid by the court. However, the
method of calculation was accepted but not the basis.
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Table 2
Murmur Corp. v. Dallas Board of Adjustment
Calculation of Unrecoverable Costs for Amortization of a Lead Smelter
1986
Site & Non-Conforming Use:26.7 acres of land with non-
conforming lead reclamation
smelter
Area covered by lead Smelter:6.5 Acres
Date of Purchase:May 1984 (10 Years after the
ordinance was passed)
Date of Ordinance 1974
Date of Termination 1990
Purchase Price of Site $25,000
Present Value of Site $2.50 sq. ft. / $707,850 for
the 6.5 acres
Demolition Cost of Lead Smelter $225,000
Original Purchase Price of Site $25,000
Plus Site Works Needed for
Disposal:
Demolition Costs $225,000
Environmental Clean Up $504,000
Subtotal $729,000
Total Investment $754,000
Minus Residual Value:
Site Value @ $2.50 sq.ft. / 6.5
acres
$707,850
Salvage Value of Structure &
Equipment
500,000
Subtotal $1,207,850
Unrecoverable Investment/(Profit)
from Disposal
($453,850)
Amortization Period for Smelter Immediate Termination.
Owner has no investment in
Structure
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B. Depreciation Methods
Courts have upheld the right of zoning boards to allow for
depreciation of an owner’s investment in property. The Internal
Revenue Service (IRS) has established the following depreciation
periods for different classes of property:
Class of Property IRS Depreciation Period
· Office Machinery & Vehicles 5 Years
· Office Furniture & Fixtures 7 Years
· Non-Residential Real Estate 31.5 Years
· Residential Rental Property 27 Years
More accelerated depreciation is allowable for certain classes of
property acquired during defined time periods. In calculating net taxable
profits, depreciation of business property is allowable as a deduction
from the gross income of the business. Other methods of determining
the useful life span of a structure can be used, but the IRS periods are
popular because they are legally defensible.
There are three main methods of depreciation: straight line, double-
declining balance, and sum of the years digits. The double-declining
balance and the sum of the years digits methods allows for accelerated
depreciation during the early years of the amortization period. A cement
plant with a value of $1 million would have a depreciated value of
$633,333 in year 5 under the straight line method. Under the double-
declining balance method, it would be worth $438,946. Under the sum
of the years digits method it would be valued at $435,417 in year 5.
Depreciation can be calculated from the date of construction. As a
concession to the property owner, however, most ordinances start the
time clock on the date that the use became non-conforming. The way in
which depreciation is generally used to adjust the basis for determining
the unrecoverable costs is best illustrated in Table 3 with the
Neighborhood Committee on Lead Poisoning case. This case involved
the amortization of a lead smelter. The company’s investment in the
facility up to the date of the zoning change was $3 million. The zoning
change occurred 10 years before the company was given notice that it
must cease operation in 6 years. The plant had a useful life of 14 years
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for tax depreciation purposes. Straight-line depreciation was calculated
from the date of the zoning change, rather than from the date of the
original investment in the structure. The basis for unrecoverable costs
was determined to be $857,153 (ten-fourteenths of the value of
investment up to the time of the zoning change). The base value is not
always depreciated in determining the amortization period, but courts
have found this a valid method of reducing the amount of unrecoverable
costs, since an owner can be regarded as having recouped his
investment by taking the full depreciation of the structure as a tax
deduction.
Table 3
Neighborhood Committee on Lead Poisoning vs. Board of Adjustment
Calculation of Unrecoverable Costs for Amortization of a Lead
Smelter 1986
Property:Non-Conforming Lead Smelter
Date of zoning Change:1974
Purchase Price:$3,000,000
Amortization Period:6 years, excluding 10 years that
had passed since the zoning
change.
IRS Depreciation Period for
Smelter:
14 years, of which 10 had passed
since the zoning change
Depreciated Value of Structure:$857,153
Owner’s Return on Investment 15%
Calculation of Amortization Period Conducted by the Board of
Adjustment
Unrecoverable investment in structure at Date of
Termination
$857,153
Annual return on investment (15% of above line)$128,571
Number of years needed to recoup investment 6 Years
Decision: The amortization period prescribed by the local
authority was held to be reasonable.
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C. Factors Increasing & Reducing Depreciated Unrecoverable Costs
After determining the depreciated base value, this value is then
adjusted for a number of factors which can either increase or reduce the
amount of unrecoverable costs. Factors that may reduce the owner’s
unrecoverable costs include the resale value of the site in a conforming
use and the salvage value of the building.
Factors that reduce the owner’s unrecoverable costs include the:
· Salvage value of buildings
· Salvage value of capital equipment
· Value of land in a conforming use
· Tax depreciation
· Investment recovery at and after the effective date of the
ordinance
· Nuisance value
· Inevitability of relocation
Factors that increase unrecoverable costs include:
· Demolition
· Investment in improvements after purchase
· Environmental clean up
· Appreciation of value of land & buildings
· Value of a relocation site
· Relocation costs
· Loss of business good will
· Moving costs
· Costs of advertising a new location
Other factors that can either increase or reduce recoverable costs are:
· Nature of the business
· Character & type of structure
· Expected annual income
· Existence of lease obligations.
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In the Gage case, presented in Table 4, the basis for unrecoverable
costs was the cost of replacement premises, estimated at $10,000. From
this the value of the existing premises in a conforming residential use
was deducted ($7500) and moving costs of $2,500 were added to the
damages for a total of $5,000 in unrecoverable costs.
Table 4
Los Angles vs. Gage
Non-Conforming Use in a Conforming Structure
Non-Conforming Use :Plumbing Supply business in a
residential structure
Gross Revenue of Business:$125,000 to $350,000 a year
Cost of Replacement Property $10,000
Resale Value of Current Property $7,500
Cost of Moving Inventory $2,500
Amortization Period 5 years from passage of the
ordinance
Factors Considered in Determining that the Amortization Period was
Reasonable
Replacement Cost of Property $10,000
Minus Residential Resale Value 7,500
Unrecoverable Investment in Premises 2,500
Plus Moving Costs 2,500
Total Unrecoverable Costs $ 5,000
Gross Annual Sales for the past five years $1,000,000
Percent of Costs 0.5%
Decision: The five year amortization period was held to be
reasonable by the California court because the cost to the non-
conforming business would be slight in relation to total gross sales
over the five year amortization period. This minor loss would be
exceeded by the public benefits entailed in elimination of the non-
conforming use.
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A growing component of site disposition costs is environmental
clean-up works. Virtually all old heavy industrial sites now require
expensive treatment before they can be disposed of for reuse. The
availability of a relocation site in the market area is sometimes a factor.
There have been cases where courts have held invalid the amortization
of uses where there are no sites available for relocation in the market
area. In the Murmur case (see Table 2) the demolition and
environmental cleanup of the site, some $754,000, was added to the
$25,000 acquisition cost of the site. From this total was deducted the
value of the site in a conforming use and the salvage value of the
structure and equipment. Since the residual value of the site exceed the
unrecoverable costs by $453,850, the Dallas Board of Adjustment
considered Murmur to have no investment in the structure and
terminated their operations without an amortization period. (This action
was held to be invalid because it considered the value of the site against
the value of the non-conforming building. The site was in a conforming
use which was not subject to termination.)
IV. THE CONCEPT OF “RECOUPMENT” OF UNRECOVERABLE COSTS
Inherent in the amortization technique is the principal that a
municipality can order an establishment to cease operations for a vital
public purpose if it allows the property owner sufficient time to recoup
his investment in the property. In the previous sections, I examined
various definitions of the concept of the “owner’s investment” and
demonstrated the ways in which the investment can be depreciated and
adjusted to allow for both costs and gains involved in disposal and
resale of premises. Yet, just what is meant by the concept of
“recoupment of costs” is also open to debate and definition.
Conventional amortization approaches establish fixed periods for
termination of uses, which are based on the “useful life” of the
structure. The fixed period normally begins on the date of the zoning
change rather than on the date that the owner took possession of the
premises and began to depreciate them for tax purposes. Since the time
allowed by the IRS depreciation period will have been more than
sufficient to fully depreciate the property for tax purposes, then the
owner is regarded to have recouped his costs. As previously noted, the
courts have been amenable toward IRS depreciation periods.
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In a limited number of cases courts have not agreed that because a
building has been depreciated for tax purposes it has no market value.
In most cases, however, the fundamental principal that amortization
need not fully compensate the owner for all losses, but must reduce
those losses to a tolerable level. In the Gage case illustrated in Table 4,
the “bottom line” uncovered costs amounted to $5000 after calculating
the replacement versus cost of property, deducting the resale value of
the non-conforming site, and adding moving costs. Gage’s annual gross
sales during the 5-year amortization period totaled $1,000,000. Since
$5,000 is just 0.5% of $1,000,000, the court found that the cost to Gage
would not be onerous compared to the public gain to be realized by the
cessation of a plumbing supply business in a residential neighborhood.
The California Court therefore upheld the 5-year amortization period
for the non-conforming use as valid.
V. ESTABLISHING REASONABLE AMORTIZATION PERIODS
There are two principal methods for determining the amortization
period: (1) the fixed period approach and (2) case-by-case methods, the
most common of which we call the “Recoupment of Investment”
method. The fixed period approach has been applied to signs and
modest structures in which there is minimal investment. Fixed
amortization periods for more substantial structures can range up to 60
years. The recoupment of investment approach has been used
successfully in some cases to retire uses with more substantial
buildings. The American Planning Association’s Model Statute on
amortization authorizes local authorities to use either or both methods,
depending upon the case. Ways to determine the amortization period
using both the fixed period and case-by-case methods are examined
below.
A. Fixed Periods
Traditionally, conventional amortization provisions have not been
based on sophisticated financial analysis. Provisions for amortization
in most zoning ordinances set up schedules specifying varying
periods for categories determined by use or by the value of the non-
conforming structure. As has been discussed, uses involving open
storage with minimal investment in structures and non-conforming
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uses in conforming buildings have been relatively easy to amortize.
High value structures have presented thorny problems because of the
long periods required to amortize them, which render conventional
amortization approaches ineffectual in terminating these uses.
Attempts to amortize high value buildings have been limited to cases
where they constitute a severe nuisance.
Table 5 shows the amortization periods that have been upheld by
court decisions for various types of uses. Non-Conforming uses in
conforming buildings have typically been amortized in 1 to 5 years.
Periods upheld for minor structures and outdoor storage have ranged
from 6 months for a riding stable in a residential area of Dallas up to 7
years for dog kennels in an Omaha neighborhood. A limited number of
more major structures have been successfully amortized. These have
been deemed to constitute a substantial nuisance to their environs and
have been given periods ranging from 10 years for gas stations and up
to 20 years in the case of a cement plant. Table 6 presents amortization
time periods that are recommended in model zoning guidelines.
Table 5
Examples of Amortization Periods Upheld by U.S. Courts
Class of Use Use Time
Period
State
Non-
Conforming
uses in
conforming
buildings
Grocery Store
Plumbing Supply Store
Check Cashing
Adult Stores
1 year
5 years
18 months
1-5 years
LA
CA
MD
Numerous
Minor
Structures &
Open
Storage
Riding Stable
Junkyards
All Non-Building Uses
Billboards & Signs
Dog Kennels
6 months
1 to 5 year
1year
2 to 5
years
7 years
TX
Numerous
WA
Numerous
NE
Major
Structures
Cement Plant
Gas station
Gas Station
Lead Smelting Plant
20 years
10 years
25 years
16 years
CA
FL
TX
TX
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Table 6
Amortization Time Periods for Various Uses
Recommended in Model Zoning Guidelines
Single-Family Residential Uses
Exempt
Signs & Minor Structures 3 years
High Density Residential Uses 10-20 years
Commercial & Office Buildings 20-30 years
Factories & Hotels 40-50 years
Source: The Zoning Report, July 23, 1993
In the middle of this century, most major cities adopted ordinances
calling for a comprehensive application of amortization to the full
gamut of industrial and commercial structures. This became almost
nonsensical for major uses, which were granted extremely long
amortization periods. A 1954 Los Angeles zoning ordinance provided
amortization periods of up to 40 years, and the time clock did not start
for another 20 years. Portland, Oregon’s 1956 zoning ordinance
provided for periods of up to 60 years for commercial and industrial
structures and did not take effect for 15 years.
Since mid-century most municipalities have ceased attempting to
specify set periods for high-value nonconforming structures. Some
municipalities found that long amortization periods could entail more
liabilities than benefits. Granting a 60-year life to a use that constitutes a
nuisance in a neighborhood can be a serious deterrent to investment in
conforming structures. Moreover, long amortization periods have been
shown to discourage investment and maintenance in structures, further
exacerbating their blighting influence on the surrounding neighborhood.
Within a time frame of 30 to 60 years, an area could be totally altered,
and thus, the public purpose served by amortization, like the pot of gold
at the end of the rainbow, may have disappeared at the end of the
amortization period.
Today, zoning codes authorizing amortization of major land uses are
rare. There are exceptions to this general rule, however, such as West
Hollywood, California’s zoning ordinance that sets out the schedule for
amortization of a comprehensive range of uses and structures, which is
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presented in Table 7. Up until 1986 the city of West Hollywood was
part of Los Angeles County. The county permitted a range of uses,
mainly manufacturing and night clubs, that became illegal in the zoning
ordinance that was adopted by the city in 1986. The ordinance specified
that all non-conforming uses with a value of under $500,000 should be
amortized in five years. Non-conforming buildings in conforming uses
are given three years. Periods from 35 to 50 years are granted to major
industrial and commercial structures. Longer periods are granted to
masonry and fire-resistant structures than to wood frame buildings.
Table 7
West Hollywood, CA
Amortization Periods Specified in Zoning Ordinance
Class Use Termination
Period
Minor Structures &
Uses
Buildings valued at less
than $500,000
Non-conforming uses in
conforming structures
3 years
5 years
Structures with light
combustible or
wood frames
Stores & factories
Any other building not
specified elsewhere
35 years
25 years
Structures of heavy
timber or masonry
Single & Multi-family
residential uses
Structures with retail below
& residential above
40 years
40 years
Fire Resistive
Structures
Single & Multi-Family
Residential Uses
Theatres, warehouses,
stores, & garages
Factories and industrial
buildings
50 years
50 years
50 years
Source: West Hollywood, CA zoning ordinance.
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After the ordinance was passed, the existing six to eight non-
conforming manufacturing plant in the city were issued notices that they
would need to terminate is 20 years. These included such
establishments as dye works and metal plating operations. The
authorities consulted, however, fully expected the city to grant the plant
an indefinite stay of execution. It is considered politically impossible for
the city to terminate manufacturing employers. Instead, the city has
begun to work with non-conforming uses like nightclubs to “legalize”
them. Measures in this direction include shortening operating hours,
requiring facelift improvements, and bringing structures into
compliance with fire and building codes. Auto repair establishments,
although legal uses, were given notices in 1991 that they must enclose
their premises within 5 years or cease operations. The deadline has been
extended twice in order not to cause small businesses undue hardship in
the present business climate. In practice, it appears that amortization in
West Hollywood has worked out to be more useful as a leveraging tool
to encourage owners to rehabilitate non-conforming structures and
operate them in a manner sensitive to the surrounding residential uses
than to terminate them. With the threat of closure hanging over their
heads, non-conforming uses have been cooperative in complying with
city regulations.
Today, the amortization provisions in the zoning codes of most
municipalities are confined to non-conforming signs. Table 8
contains examples of the most common means of application of
amortization today. Two typical examples are presented. In Bolder,
Colorado amortization periods of from 1 to 10 years are established
based on the original cost of the sign. In San Francisco periods are
assigned to non-conforming signs according to the type of sign; wall,
wind, gas station, flashing, moving, roof, freestanding, and freeway
signs are distinguished among for the purposes of assigning
amortization periods.
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Table 8
Amortization Periods for Non-Conforming Signs in Zoning
Ordinances
Bolder, CO
Original Cost of Sign Termination Period from
Date of Installation
Under $1,000
$1,001- 3,000
$3,001- 10,000
Over $10,000
3 years
4 years
5 years
7 years
San Fransisco, CA
Non-Conforming Signs Within Special Sign Districts
Type/Location of Non-Conforming Sign Period for removal (from
date of ordinance)
Painted Wall Signs
Wind Signs
Gas Station Signs
Signs with Flashing Lights
Signs with Moving Parts
Roof Signs
Freestanding Signs
Signs Near Landscaped Freeways
Sign Near Non-Landscaped Freeways
1 year
1 year
1 year
3 years
3 yeas
5 years
5 years
5 years
10 years
B. Case-by-Case Approaches to Determining Amortization Periods
Fixed amortization periods are appropriate for non-conforming uses
with little or no investment in construction as well as for those in
conforming buildings. Yet, as discussed earlier, they are of little
practical use in terminating high-value non-conforming structures that
may have a serious blighting effect on the neighborhood.
Amortization of major structures should be limited to uses that pose
serious health, safety, or environmental threats to neighboring
residential areas. In these extreme cases, major structures should be
amortized on a case-by-case basis to enable the zoning authority to
establish a reasonable termination schedule that considers the
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circumstances of the business affected and the options open to it in
terms of recoupment of recoverable costs. In addition, case-by-case
methods generally provide shorter amortization periods than fixed
periods set by the type of use or structure. This section looks at the
merits and drawbacks of two such methods that have been proposed.
C. Recoupment of Investment Method
The most commonly-used case-by-case is method is the
Recoupment of Investment method which uses basic financial calculus
to determine the amount of time necessary to realize the value of an
investment plus any return that is required by the investor. This method
was used in the Neighborhood Committee case (Table 3) to phase out a
lead smelter in a residential area. The owner’s initial $3 million
investment was adjusted for 10 years of straight-line depreciation since
the zoning change. This yielded an adjusted unrecoverable cost of
$857,153. The court then called in an expert witness who estimated the
average rate of return for the lead smelting industry to be around 15%
or $128,600 a year. At that rate the unrecoverable investment would be
amortized in six years.
A hypothetical example of how this method can be used to establish
a reasonable period for a business to recoup its investment in the
premises is set out in Table 9. The case presented is that of car repair
shop on the ground floor of an apartment building. The initial
investment in equipment and improvements to the premises was
$200,000. The useful life of the improvements is seven years for IRS
purposes. The zoning change was made three years ago, so the
depreciated value of the improvements is now $114,285, using the
straight-line method of depreciation. The annual net income generated
by the shop, at 15% of the investment, is $30,000. With a required
return on investment of 15% (including a 5% cost of capital and a 10%
risk factor), it will take four years to amortize a unrecoverable costs of
$114,285 with a required return of 15%; that is, a period of four years is
sufficient for both return of investment and return on investment. The
amount of unrecoverable costs amortizable will, of course, be adjusted
by other factors, for example: the salvage value of the equipment (if the
business is closing) or (for operations which are relocating) the moving
cost and the difference in prices for premises at the new location.
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Table 9
Recoupment of Investment Model for Determining Amortization
Periods For Nonconforming Uses
n = log n (1-Pi/A)
log n (1/1+ i)
where,
n = amortization period
P = base cost (adjusted value of business investment)
A= Annual Income
i = rate of return
Hypothetical Case Assumptions
Non-Conforming Use:
Investment:
Date of Zoning Change:
Useful Life of Equipment:
Method of Depreciation:
Depreciated Value:
Annual Income from Shop:
Required Return on
Investment:
Car repair shop on the ground
floor of an apartment building
$200,000
1997, 3 years ago
7 years
Straight line
$114,285
$30,000
15%
Amortization Period
Prescribed:
6 years
Although it is more complicated than setting fixed periods for
categories of uses and structures, customizing the above approach to
each individual case should maximize judicial approval of amortization
periods and minimize spurious claims that specific amortization periods
are arbitrary and unreasonable. Amortization periods based on the
return-on-investment analysis have the added advantage of being
shorter than amortization periods based on the economic life of the
nonconforming structure, thus eliminating the nuisance occasioned by
the use sooner than would fixed periods. There are three reasons for
this:
(1) Some nonconforming uses will earn monopoly profits,
particularly those that are local-serving; this will expedite the
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return of investment.
(2) A shorter amortization period will mean that the owner can
take accelerated depreciation for tax purposes, thus increasing
her cash flow and providing her with a quicker return on
investment.
(3) A 25-year amortization period normally will fully return
the investment in any structure. Yet most structures have
“useful economic lives” in excess of 25 years.
Even if the required rates of return and income from nonconforming
uses cannot be determined with absolute precision, courts have upheld
most amortization periods. Courts have traditionally held that decisions
by zoning commissions carry a strong presumption of validity. The
person challenging a zoning decision has the burden of proving that the
zoning commission’s action was wholly arbitrary and unreasonable and
was not related to the public health, safety, morals, or general welfare.
Thus, even if the action of the zoning commission is questionable, the
commission’s decision will be upheld if it has a reasonable basis.
As noted throughout this section, courts have supported the view
that: (1) the owner of a nonconforming structure may be required to
accept some loss upon termination of his business and (2) as the benefit
to the public from such termination increases, the owner’s loss may also
increase. This is fundamental to the application of amortization to
substantial uses and structures.
VI. INNOVATIVE ALTERNATIVES TO CONVENTIONAL AMORTIZATION
A number of ideas for innovative alternatives to and hybrids of
amortization have been advanced in the recent literature of
amortization; three are presented below. With the exception of
amortization agreements, I am not aware of cases in which they have
actually been used.
A. Amortization Agreements
Amortization agreements between property owners and
municipalities have been used in California to expedite termination of
nonconforming uses. A decision by the California courts upheld an
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agreement under which a municipality granted a special permit to allow
an expansion of a nonconforming mobile home court in return for the
operator’s promise to abandon the use in three years rather than in the
five years permitted by the ordinance. This is a very interesting
approach, particularly for sites with a high value redevelopment
potential, and one that may have applications in Hong Kong.
B. Alternative Hybrid Approaches with Compensation
Subscribing a fixed time period for amortization of non-conforming
uses has obvious advantages of administrative simplicity for the
enforcing body. However, as I have discussed, it has the disadvantage
of entailing extremely long periods for major uses.
In cases where the nuisance impact of a nonconforming use is
severe, it has been suggested that amortization be combined with partial
compensation to remove the use as quickly as possible. One author has
suggested that a shorter period could be assigned to major uses if the
remaining useful life of the structure could be counterbalanced by
compensation. This approach calls for compensating the owner for the
remaining utility of the building after the expiration of the amortization
program. This alternative hybrid approach combines the police power
of amortization and the compensation required by eminent domain.
Rodney Cobb, a staff attorney for the American Planning
Associates, has examined an innovative technique involving shorter
amortization periods and partial compensation with the parties who are
benefiting from termination of the use paying the compensation. This
has been somewhat inelegantly labeled “ZSAFED”—Zoning by Special
Assessment Financed Eminent Domain. If, for example, the
surrounding neighbors benefit most by removal of a nonconforming
use, then compensation would be financed by a special assessment
levied on those surrounding properties. If, on the other hand, the
community as a whole benefits from the termination of the use, then
compensation should spring from the community’s general funds.
C. Conformity Inducements
Other alternatives to conventional amortization approaches have
been used to induce on-site conformance. In cases where it is feasible
for an owner to alter a use to the extent that it will be brought into
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conformance with present zoning, a municipality may induce them to
conform to the zoning ordinance by granting special rights or
concessions. These increased rights might include the transferring of
development rights, the granting of a longer amortization period,
permitting and licensing concessions, and property tax concessions.
VII. SUMMARY & CONCLUSIONS
There is no single, agreed upon method of determining amortization
periods in the United States. The methods presented in this article have
arisen out of litigation, rather than from any specific guidelines. They
may, however, present a workable structure for development of a
comprehensive, consistent, and reasonable system for Hong Kong.
Amortization provisions in zoning legislation should be as specific
as possible in defining the following terms:
· The basis for valuing the property or the relocation of the
business
· Unrecoverable Costs,
· Depreciation/Useful Life spans for different classes of uses
· When the Depreciation & Amortization periods begin
· Residual property values
· “Recoupment” of unrecoverable costs
These are potentially very ambiguous terms. Vagueness in defining
them could lead to charges of arbitrariness in application of the
ordinance. On the other hand, legislation should provide for enough
flexibility to allow authorities to chose the best approach to calculating
amortization periods on a case-by-case basis.
Fixed amortization periods can be appropriate for uses involving
only a minor investment in improvements, but the very long periods
required to amortize the high value structures make fixed periods an
ineffective way to terminate them. Instead, a well-based case-by-case
approach should be taken for major structures. The best approach is
probably the Recoupment of Investment model presented in Table 9
that uses financial analysis to determine the amortization period. One
such approach that we would advocate is the Financial Analysis Method
presented in Table 9.
p215+Collins.doc 01/04/01
2000]Determining Amortization Periods 239
In generating estimates necessary to gauge whether or not an
owner’s recoverable costs have been amortized, enforcing authorities
should be as conservative as possible in estimating factors that will
hasten the amortization period and equally liberal in estimating factors
which will increase it. This will enhance the appearance of
reasonableness and reduce the vulnerability to claims of arbitrariness in
setting the periods.
Even if the required rates of return and income from nonconforming
uses can not be determined with absolute precision, courts have upheld
most amortization periods if they appear to have a reasonable basis in
objective research and data-gathering processes. Courts have
traditionally held that decisions by zoning commissions carry a strong
presumption of validity. The person challenging a zoning decision has
the burden of proving that the zoning commission’s action was wholly
arbitrary and unreasonable and was not related to the public health,
safety, morals, or general welfare. Thus, even if the decision of the
zoning commission is questionable, the decision will be upheld if it has
a reasonable basis.
Finally, it is important to keep in mind that amortization does not
purport fully to compensate a property owner for all actual and potential
actual and opportunity costs, such as future profit potential. It is merely
a way of cushioning the economic blow that must be experienced by the
private owner to compel him to cease an operation that infringes on the
rights of other property owners. Courts have held that the owner of a
nonconforming structure may be required to accept some loss upon
termination of his business. It is recognized that, as the benefit to the
public from amortization increases, the owner’s loss may also increase.
CHAPTER 16
NONCONFORMITIES
SECTION:
11-16-1: Purpose
11-16-2: Applicability
11-16-3: Nonconforming Uses
11-16-4: Nonconforming Structures
11-16-5: Nonconforming Lots of Record
11-16-1: Purpose The purpose of this Section is to regulate uses, structures, and lots that were in compliance with previous zoning regulations, but do not conform to current zoning regulations as a result of adoption of or amendments to this Ordinance. The intent of this Section is to specify the circumstances under which legal nonconforming uses, structures, and lots may be continued, altered, or expanded as well as circumstances under which such nonconformities shall be gradually eliminated.
11-16-2: Applicability A. Authority to Continue 1. Any use, structure, or lot that was established legally as of the effective date of this Ordinance, or its subsequent amendments, may continue as long as it remains lawful. 2. Any use, structure, or lot that was established legally as of the effective date of this Ordinance, or its subsequent amendments, and has been made nonconforming due to the regulations of this Ordinance, or its subsequent amendments, is a legal nonconforming use, structure, or lot and may continue subject to the provisions of this Section as long as it remains otherwise lawful. 3. Any use, structure, or lot that was established illegally as of the effective date of this Ordinance, or its subsequent amendments, shall remain illegal if it does not conform with the requirements of this Ordinance. 4. If property is used in a manner that was classified as a permitted use prior to the effective date of this Ordinance, and that use is now classified as a conditional use as of the effective date of this Ordinance, that use is deemed a nonconforming use. Such uses are allowed to continue and are controlled by the provisions of this chapter. However, any addition, enlargement, or expansion of the use is required to obtain a conditional use permit at the time of the addition, enlargement, or expansion. B. Nonconforming Status. The legal nonconforming status of a nonconforming use, structure, or lot rests with the property and shall not be affected by changes in property ownership, tenancy, or management.
C. Burden of Establishing Legal Status. The burden of establishing the legal status of a nonconforming use, structure, or lot under the provisions of this Ordinance shall be the responsibility of the owner of such use, structure or lot.
11-16-3: Nonconforming Uses A. Applicability. A legal nonconforming use is the use of land that at one time conformed to applicable zoning regulations, but no longer conforms due to subsequent amendments to this Ordinance. B. Expansion of Use. A legal nonconforming use shall not be expanded, enlarged, or increased in intensity to include any land area or structure not previously occupied by such legal nonconforming use. C. Relocation of Use. A legal nonconforming use shall not be relocated on the same lot or any other lot unless the relocation of such use meets the requirements of the zoning district in which the use is relocated. D. Damage or Destruction of Use. 1. In the event that any structure devoted in whole or in part to a legal nonconforming use is damaged or destroyed to the extent of 50% or more of its replacement value, then the use cannot be continued unless it meets the requirements of the subject zoning district. 2. In the event that a legal nonconforming structure is damaged or destroyed to the extent of less than 50% of its replacement value, the structure may be repaired provided that: a. The repairs will not create any new nonconformity or increase the degree of any existing nonconformity. b. A building permit is obtained for such repairs within 180 days of the date of damage or destruction, and such repairs are completed within one year of issuance of the building permit. 3. The replacement value of the legal nonconforming structure shall be established by: a. The sale of the structure within the previous year, or if that is not applicable; b. An appraisal of the structure within the last two years, or if that is not available; c. The amount for which the structure was insured prior to the date of damage or destruction, or if that is not available; d. An alternative method determined acceptable by the Zoning Administrator. E. Change of Use. A legal nonconforming use shall not be changed to any other use unless the use is allowed within the subject zoning district. F. Discontinuation or Abandonment of Use. If a legal nonconforming use is discontinued, or the structure that it occupies becomes vacant or remains unoccupied for a continuous period of at least 30 days, such use shall be deemed abandoned and shall not be reestablished regardless of the intent to continue the
use. Any subsequent use or occupancy of such land or structure shall meet the requirements of the subject zoning district. The following exceptions apply: 1. If the period of such discontinuance is caused by government action or acts of God, it is not included in calculating the length of discontinuance. 2. If the property owner files notice in writing of the suspension of a nonconforming use with the Zoning Administrator prior to the expiration of the continuous period of at least 30 days. The Zoning Administrator may approve an extension of such timeframe not to exceed 30 days.
11-16-4: Nonconforming Structures A. Applicability. A legal nonconforming structure is a principal or accessory structure that at one time conformed to applicable zoning regulations, but no longer conforms due to subsequent amendments to this Ordinance. For the purposes of this Section, legal nonconforming structures shall include signs (see §10-20-8: Nonconforming Signs), on-site development, off-street parking and loading facilities, and landscape characteristics. B. Ordinary Maintenance and Repair. Ordinary maintenance and repair may be performed on any legal nonconforming structure provided that such activities will not create any new nonconformity or increase the degree of any existing nonconformity. C. Structural Alterations, Enlargements, and Additions. Structural alterations, enlargements, and additions shall not be performed on any legal nonconforming structure, except in the following situations: 1. When the alteration, enlargement, or addition is required by law or is necessary to restore the structure to a safe condition as determined by the Zoning Administrator. 2. When the alteration, enlargement, or addition is for the purpose of creating a conforming structure. 3. When the alteration, enlargement, or addition will not create any new nonconformity, extends no further than the existing non-conforming setback, and does not increase the height of the existing structure. D. Relocation. A legal nonconforming structure shall not be relocated on the same lot or any other lot unless the relocation of such structure meets the requirements of the zoning district to which the structure is relocated. E. Damage or Destruction. 1. In the event that a legal nonconforming structure is damaged or destroyed to the extent of 50% or more of its replacement value, then the structure may not be repaired unless it meets the requirements of the zoning district in which the structure is located. 2. In the event that a legal nonconforming structure is damaged or destroyed to the extent of less than 50% of its replacement value, the structure may be repaired provided that: a. The repairs will not create any new nonconformity or increase the degree of any existing nonconformity.
b. A building permit is obtained for such repairs within 180 days of the date of damage or destruction, and such repairs are completed within one year of issuance of the building permit. 3. The replacement value of the legal nonconforming structure shall be established by: a. The sale of the structure within the previous year, or if that is not applicable; b. An appraisal of the structure within the last two years, or if that is not available; c. The amount for which the structure was insured prior to the date of damage or destruction, or if that is not available; d. An alternative method determined acceptable by the Zoning Administrator. F. Extension of Walls for Nonconforming Single-Family and Two-Family Dwellings. Where a single-family or two-family dwelling is a legal nonconforming structure because of encroachment into the required setback, the structure may be enlarged or extended vertically along the same plane as defined by its existing perimeter walls, so long as the resulting structure complies with the required side yard setbacks and does not increase the degree of the existing nonconformity or otherwise violate this Ordinance. G. Principal Single-Family and Two-Family Residential Structures Deemed Conforming. Lawfully created principal single-family and two-family residential structures, which also may include a legal nonconforming detached garage, that do not meet the underlying zoning district requirements as of the effective date of this ordinance shall be allowed to be rebuilt in the same building footprint if damaged or destroyed provided that: 1. It does not increase the degree of the nonconformity; 2. The nonconforming principal residence and/or detached garage is reconstructed within one year of being damaged or destroyed.
11-16-5: Nonconforming Lots of Record A. Applicability. A legal nonconforming lot of record is a lot of record that at one time conformed to applicable zoning regulations, but no longer conforms due to subsequent amendments to this Ordinance. B. Contiguous Nonconforming Lots of Record. If two or more contiguous lots of record are owned by a single party, or by related parties, and one or more of the lots does not meet the requirements for lot area or lot width as established by this Ordinance, then the lots of record shall be developed as a single entity. C. Nonconforming Residential Lots of Record. Any lawfully created lot of record as of the effective date of this title that is located in a Residential District, that has no substantial structure upon it, and is legal nonconforming may be used for a single-family detached dwelling without elimination the nonconformity provided the residence meets the underlying zoning district’s setback requirements.
D. Lots or Parcels Deemed Conforming. Lots or parcels created as a result of the following actions are deemed conforming for the purposes of this Ordinance: 1. When land area is acquired by a government agency for expansion of right-of-way 2. When the action of waterways that forms the boundaries of a lot reduce the lot area. 3. When property lines are established by a court order in order to settle a boundary dispute between adjacent property owners.